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21st Century Shape of Japan Series, No. 11
JAPAN'S DEFENSE FROM THE PERSPECTIVE OF INTERNATIONAL LAW: THE
UNITED NATIONS CHARTER, THE JAPAN-U.S. SECURITY TREATY, AND THE
JAPANESE CONSTITUTION
| 1. |
Inconsistencies in the Japanese legal
system |
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If we are to maintain a peaceful, safe, and orderly society,
Japan must base its domestic laws on sound legal criteria.
At Japanese universities, students are taught that in Japan's
legal system, the order of precedence is the Constitution,
statutes, Cabinet orders, and ordinances. Some scholars are
of the opinion that treaties carry more force than the Constitution;
others believe that the Constitution takes precedence over
treaties. However, all agree that treaties approved by the
Diet and ratified by the Cabinet are binding on Japan and
its people. International law recognizes Japan's right, when
it ratifies or approves a treaty, to attach reservations to
any provisions in a treaty that contravene the Constitution
(see Article 2.1.d. of the Vienna Convention on the Law of
Treaties).
When Japan's Diet approved the United Nations Charter in
1952 (promulgated on December 12, 1956), it did not enter
any reservations. In 1960, the Japan-U.S. Security Treaty
was ratified; since it was concluded between two nations,
there were no reservations registered on Japan's part. Therefore,
Japan and the Japanese are legally bound by the U.N. Charter
and the U.S.-Japan Security Treaty on the one hand, and by
the Constitution on the other. Consequently, there should
be no inconsistencies between the interpretation of treaties
and the Constitution on any single issue. However, the fact
is that the binding power of the U.N. Charter and the Japan-U.S.
Security Treaty is inconsistent (diametrically opposed, in
actuality) with that of the Constitution on a matter that
is of crucial importance to the nation and people of Japan,
i.e., peace, safety, and order. Nevertheless, most constitutional
scholars and specialists in international law skirt or completely
avoid this issue, both in their classrooms and their writings.
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| 2. |
Inconsistencies neglected by scholars
and politicians |
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First of all, there is virtually no discussion of treaties
ratified by Japan in university courses on the Constitution.
For instance, Chapter VI of the United Nations Charter contains
provisions relating to peaceful resolutions of international
conflicts (Articles 33-38). However, professors do not tell
their students which interpretation renders these provisions
valid in Japan.
The provisions in Chapter VII of the Charter address the
suppression of international conflicts (Articles 39-51). However,
no university course explains why these provisions are legally
binding on Japan. Instead, explications and interpretations
of Article 9 of the Constitution (Renunciation of War) are
provided, in complete isolation from these very important
chapters of the Charter. These "interpretations"
of Article 9, resembling theological disputes, have long been
(and continue to be) purely theoretical arguments. Most of
Japan's legal scholars, their intellect and wisdom notwithstanding,
avoid maintaining that there is indeed consistency among the
U.N. Charter and the Japan-U.S. Security Treaty, and Article
9 of the Constitution. Their failure to support a realistic
legal interpretation of this problem C one that concerns the
survival of our nation and its people C is unconscionably
irresponsible. Nor do debates about constitutional revision
in the world of politics ever produce any legislation; they
seldom progress beyond the debate stage.
Furthermore, the judicial examination, which one must pass
to become a legal practitioner, completely evades this issue.
That is why successful candidates launch their careers as
attorneys without the necessary basic legal expertise to make
responsible legal decisions about a problem that is crucial
to Japan's survival. The questions asked in the current judicial
examination, and other national examinations, are prepared
with absolutely no attention to national security and order,
which are of the utmost importance to the citizens of our
nation. Practicing attorneys should be aware of the content
of and force behind the U.N. Charter and the Security Treaty,
and of their consistency (or lack thereof) with the force
behind Article 9 of the Constitution. Once they gain such
expertise, it is their duty to the people of Japan to put
it into practice. However, they expound upon the famous three
principles: sovereignty of the people, basic human rights,
and pacifism. Instead, they should be discussing the basic
principles of the Constitution in light of the U.N. Charter
and other treaties, on which the Constitution is based. In
other words, their priorities should be (1) the U.N. Charter
and other treaties, (2) the basic principles of those treaties,
and (3) the Constitution. Although this writer has long been
delivering lectures and providing guidance on the subject
of the judicial examination and other national examinations,
he has until recently been ignorant of this very important
issue, a state of affairs that he genuinely regrets.
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| 3. |
Toward a more vigorous pursuit of
consistency in the political community |
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Today Japan is faced with serious problems, both at home and
abroad. Our economy has suffered the effects of a global recession.
China is rapidly becoming the world's factory, and is flooding
Japan with imports. Prices continue to plummet, and Japan
has entered a deflationary spiral. The Koizumi Cabinet is
determined to reverse this trend by reforming the traditional,
"smokestack" industrial structure. Convinced that
economic recovery is contingent upon structural reforms, the
Cabinet has shifted the emphasis of its industrial policy
to new, growth industries, particularly those that specialize
in innovative, intellectual products.
Meanwhile, as a member of the international community, Japan
must participate actively in that community's efforts to cope
with the consequences of ethic and religious strife, poverty,
and economic disparity. We can no longer stand by and watch,
secure under the American nuclear umbrella. The term "international
contribution," which is so often bandied about in Japan,
really means that we will provide support when international
conflicts that do not jeopardize our national interest arise
in faraway places, out of the goodness of our hearts. We do
not perceive these events in the same way we would if they
occurred on Japanese soil. This disconnectedness is the result
of our having gotten out of the habit of viewing Japan in
the context of international law. We must emerge from this
blissful ignorance, and extricate ourselves from the "one-nation
pacifism" illusion. The Gulf War in 1991, the sighting
of suspicious vessels in the waters off Noto Peninsula, and
the virtually simultaneous terrorist attacks on the U.S. on
September 11, 2001 all tell us that it is time for the Diet
and the Cabinet to ensure that our Constitution is consistent
with the U.N. Charter and the Security Treaty. The Diet needs
to hold deliberations that focus on the following portions
of the Constitution, and amend them to eliminate discrepancies
between them and relevant portions of the U.N. Charter and
the Security Treaty.
Preamble (Constitution of Japan)
We desire to occupy an honored place in an international
society striving for the preservation of peace, and the
banishment of tyranny and slavery, oppression and intolerance
for all time from the earth. We recognize that all peoples
of the world have the right to live in peace, free from
fear and want.
We believe that no nation is responsible to itself alone,
but that laws of political morality are universal; and that
obedience to such laws is incumbent upon all nations who
would sustain their own sovereignty and justify their sovereign
relationship with other nations.
Article 98
(2) The treaties concluded by Japan and established laws
of nations shall be faithfully observed.
The government bears the obligation to submit new constitutional
provisions to the citizenry of Japan. We must give credit
where it is due, e.g., the enactment of the International
Peace Cooperation Law in 1992, the revision of the PKO (Peace-Keeping
Operation) Cooperation Law in 1998, revisions of the SDF (Self-Defense
Forces) Law and the Maritime Safety Agency Law in 2001, and
the enactment of the Anti-Terrorism Special Measures Law (also
in 2001). We must realize that the egoism of one-nation pacifism
no longer has currency, and appreciate the progress we have
made through this legislation.
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| 4. |
Consistency of Articles 9 and 98
of the Constitution |
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About the purposes of the United Nations, Chapter 1, Article
1.1 of the U.N. Charter states the following.
To maintain international peace and security, and
to that end: to take effective collective measures for the
prevention and removal of threats to the peace, and for the
suppression of acts of aggression or other breaches of the
peace, and to bring about by peaceful means, and in conformity
with the principles of justice and international law, adjustment
or settlement of international disputes or situations which
might lead to a breach of the peace;
A detailed description of the resolution of international
disputes by peaceful means can be found in Chapter VI of the
Charter (Articles 33-38); resolving such disputes by suppressing
acts of aggression is described in Chapter VII (Articles 39-51).
The majority of scholars believe that the articles in Chapter
VI are consistent with the intent of the Constitution. They
disagree, however, on the constitutionality of the articles
in Chapter VII (Action with Respect to Threats to the Peace,
Breaches of the Peace, and Acts of Aggression), particularly
because U.N. members may be required to participate in military
measures (as described in Article 42), or collective self-defense
(as described in Article 51) approved by resolution of the
U.N. Security Council or the General Assembly. To date, no
U.N. troops have been mobilized to collectively suppress a
dispute on the basis of the conclusion of a special agreement,
as described in Article 43. Therefore, no Security Council
resolution binds Japan, in the absence of such a special agreement.
However, Article 25 of the Charter states that "the Members
of the United Nations agree to accept and carry out the decisions
of the Security Council in accordance with the present Charter."
Recently, the interpretation that the U.N. may resort to the
military measures stated in Article 42, even in the absence
of the "special agreement" described in Article
43, has been gaining force. The principal issue in Japan now
is whether the right of collective self-defense as granted
by Article 51, which is now conventional wisdom throughout
the world in terms of international customary law (and for
that reason, one that Japan should have addressed long ago),
is constitutional.
Furthermore, the Preamble of the Japan-U.S. Security Treaty
contains the following text: "Recognizing that they have
the inherent right of individual or collective self-defense
as affirmed in the Charter of the United Nations, ... ."
Similarly, Article V provides for joint Japan-U.S. defensive
measures. With respect to the right of collective self-defense
as defined in these treaties, this writer interprets that
right as constitutional, for the following reasons.
- In the context of international law, the right
of collective self-defense has been affirmed by almost every
member of the United Nations. In other words, it has become
customary international law. Article 51 merely validates
customary international law, as stated in a judgement handed
down by the International Court of Justice in a case involving
American military and paramilitary activities in Nicaragua.
Article 98.2 of the Constitution stipulates that the government
and the people of Japan shall observe "established
laws of nations," i.e., universal customary international
law practiced by states (whether written or unwritten).
Therefore, the right of collective self-defense (as set
forth in Article 51 of the U.N. Charter and elsewhere) has
been legitimized via the provisions of Japanese law, i.e.,
Article 98.2 of the Constitution.
- In the spirit of international collaboration, Japan is
obliged to interpret the renunciation of war, as set forth
in Article 9 of the Constitution, as consistent with the
right of collective self-defense, as set forth in Article
98.2. We are now confronted with a deluge of complex interpretations
of Article 9. But as long as the right of collective self-defense
is affirmed by the Constitution, the interpretation of Article
9 is subject to the same restrictions as is a treaty, as
far as this right is concerned. Therefore, the government's
current interpretation of Article 9 is an exceedingly narrow
one. The right of collective self-defense, as set forth
in the Constitution, has the same meaning as it does in
the context of international law. Let us suppose that Country
X launches an armed attack on Country A. Country B, a treaty
partner with Country A, perceives the attack on Country
A as an attack on Country B (itself). B has the right to
exercise the right of self-defense against X, together with
A. To B, exercising the right of collective self-defense,
is not a matter of the benefit and protection of law, namely,
its own national security. The right of collective self-defense
is exercised when universal benefit and protection of the
law, i.e., international peace and security, are violated.
On that point, it differs basically from the benefit and
protection of law in the form of the right of individual
self-defense.
- The Cabinet Legislation Bureau's current position (the
government's position) is that Japan, as a sovereign nation,
possesses the right of collective self-defense, in terms
of international law. However, its interpretation of the
scope of the exercise of the right of self-defense, as set
forth in Article 9 of the Constitution, is only the minimum
required to defend our nation. The exercise of the right
of collective self-defense exceeds that scope, and is, therefore,
unconstitutional.
If this position is based on the belief that the
Constitution does not permit the exercise of the right of
self-defense, it is incorrect. The right of collective self-defense
is indeed within the scope of Article 9. However, in this
writer's opinion, whenever the Japanese government enacts
laws that provide for the exercise of the right of self defense,
(e.g., the SDF Law and the Anti-Terrorism Special Measures
Law), it imposes limits on the exercise of that right C limits
that narrow the scope of the right of collective self-defense
as recognized by international law.
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| 5. |
Laws that specify the criteria for
the exercise of the right of collective self-defense (SDF Law,
PKO Cooperation Law, Anti-Terrorism Special Measures Law) |
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Thus, Japan does indeed possess the right of collective self-defense,
and the nature of that right does not differ in any way from
the right of collective self-defense recognized by international
law. Therefore, the Constitution does not preclude the enactment
or amendment of domestic laws such as the SDF Law, the PKO Cooperation
Law, or the Anti-Terrorism Special Measures Law, which enable
Japan to exercise that right. However, when the Diet and the
Cabinet actually issue legislation, they of course have the
prerogative, as the government of a sovereign nation, to narrow
the scope of the right of collective self-defense to conform
with that of existing laws. However, we must be mindful that
any revisions (for instance, revisions that give the SDF more
power, in conformity with the scope of the right of collective
self-defense as mandated by international law) of domestic laws
made in response to a shift in public opinion motivated by requests
from members of the U.N. in the name of international cooperation
and international harmony, would not be unconstitutional. Via
the Preamble of its Constitution, Japan has resolved to "occupy
an honored place in an international society striving for the
preservation of peace," and to "justify its sovereign
relationship with other nations." Within that international
society, there are frequent outbreaks of regional conflicts
and terrorist acts stemming from ethnic and religious strife,
and poverty. Nevertheless, the people of Japan have spoken,
and these promises must be kept.
The Yomiuri Shinbun surveyed Japanese intellectuals
and constitutional scholars between late September and mid-October
2001, asking them for their opinions on constitutional issues.
The results of the survey were printed in the November 3,
2001 edition of that newspaper. Some of the responses that
relate to the topic at hand follow.
- The Constitution should be revised (65.2% of
respondents, 70.1% of whom believe that the Constitution
should be revised to make it absolutely clear that Japan
possesses the right of self-defense, and that the SDF exist).
- The existence of the SDF is constitutional (51.8%).
- The government's interpretation of the right of collective
self-defense should be altered, in light of the fact that
the exercise of that right is recognized, whether or not
it is specified in the Constitution (18.6%).
- The language in the Constitution describing the right
of collective self-defense is vague, and should be clarified
(41.5%).
If we combine the percentages in (3) and (4), we find that
60.1% of all respondents affirm that Japan possesses the right
of collective self-defense. Conversely, only 28.7% believe
that the exercise of the right of collective self-defense
is not permitted by the Constitution. Thus, the conventional
wisdom of Japan's opinion leaders (and by extrapolation, that
of the people of our nation) regarding the right of collective
self-defense is consistent with worldwide conventional wisdom.
The same can be said for Prime Minister Koizumi's description
of the Anti-Terrorism Special Measures Law, during Diet deliberations
on that legislation, as "healthy common sense."
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The
Main Positions on the Scope of the Exercise of the Right of Collective
Self-Defense
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