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21st Century Shape of Japan Series, No. 9
TOWARD NEW ROLES (AND COMMENSURATE BENEFITS)
FOR JAPAN'S CIVIL SERVANTS
| 1. |
Civil servants before and after World
War II |
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Prior to World War II, both national and local government
bureaucrats were the Emperor's servants, according to Service
Regulations for Government Officials. *1
When the postwar Constitution went into effect, they
became servants of the people (civil servants).*2
According to Article 1 of the National Public Service Law,
the role of civil servants is "to ensure that public
affairs are conducted democratically and effectively."
Article 1 of the Local Public Service Law contains similar
language: "[Civil servants] shall ensure that municipal
affairs are administered democratically and efficiently on
behalf of the people."
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| 2. |
Why reform the civil service now? |
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There are two answers to this question. The first concerns
the world situation, which changed dramatically when the Cold
War ended in 1991, and prompted reforms of Japan's power structure.
After the collapse of communism, capitalism became the predominant
economic system. Consequently, American values and ideology
have pervaded Japan's economic system, for better or worse.
On the political front, Japanese and American interests have
gradually diverged, despite Japan's continuing commitment
to the Mutual Security Treaty between the two nations. In
its relations with other nations, Japan's strategy is typically
to compromise or acquiesce via treaties or agreements, regardless
of whether the issue at hand is defense, diplomacy, or trade.
If we are to preserve and promote Japan's national interests,
we will need intellectual weapons, e.g., legal expertise.
And given the current state of the world, we need to reform
our civil service system so that our bureaucrats have the
authority to act independently of other nations.
The second concerns the domestic situation. To stay abreast
of the trend toward globalization and heightening competition,
we need to redefine Japan and, for that purpose, streamline
our government. That is the ultimate objective of recent reforms,
such as (1) the reorganization of the central bureaucracy,
(2) decentralization of power, (3) the transfer of some of
the central government's authority to local government, and
(4) the elimination or privatization of special and authorized
public corporations.
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| 3. |
Proposals for civil service reforms |
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1. Reduce the number of national civil service positions from
the current 1.13 million (2001 White Paper on Civil Servants)
by 25% over the next 10 years. *3
2. Eliminate or privatize the 77 special public corporations
and the 86 authorized public corporations operating under
the aegis of the central bureaucracy. These corporations currently
receive public funds for performing official duties.
3. Transfer most of the control over social services, public
health, employment and education, as well as tax revenue earmarked
therefor to local government, pursuant to the Decentralization
Promotion Law. *4
Since the type of work that civil servants do is closely
connected with our daily lives, the scope of work to be transferred
will be extremely broad. Therefore, to provide adequate services
to residents, Japan's 3,224 cities, towns and villages (as
of May 1, 2001) should be consolidated into 300 large, autonomous
regions. Subsequently, the civil servants in the central bureaucracy
should, preferably, move to the areas they have been serving.
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| 4. |
Reorganization of Cabinet functions
must accompany a reduction in the number of national civil servants |
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It is imperative that the Cabinet be able to respond with
agility to changes in the international situation, which are
occurring with increasing frequency, due to globalization and
advancements in information technology. It is precisely for
this reason that the structure of the central bureaucracy, which
supports the prime minister and Japan's Cabinet-led political
system, is being reformed. Major reforms now underway are as
follows.
(1) Through a revision of the Cabinet Law, the prime minister
has been vested with the authority to propose guidelines for
important national policies (e.g., diplomacy, defense and
budgetary matters) to the Cabinet.*5
Additionally, steps have been taken to make the Cabinet Secretariat,
which supports the prime minister, more powerful and functional.
*6
(2) When the Law Concerning the Establishment of the Cabinet
Office went into force in January 2001, a Cabinet Office was
established to support the Cabinet Secretariat. The Cabinet
Office is responsible for coordinating the [work?] of the
central bureaucracy, and has more authority than any single
government ministry or agency.
Another important reform is the establishment of the Council
on Economic and Fiscal Policy, within the Cabinet Office.
The Council forges robust national economic and fiscal policies,
which are then submitted to the Cabinet for approval. Thus,
major economic and fiscal policymaking, previously the realm
of the Ministry of Finance, MITI (Ministry of International
Trade and Industry), the Ministry of Home Affairs and other
branches of the central bureaucracy, has been transferred
to the Council. At present, only legislation that have been
approved at an administrative vice-ministers' meeting can
be brought before the Cabinet. However, this practice will
most likely be abandoned in the future.
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| 5. |
New, international responsibilities
for civil servants: defense, diplomacy, international trade |
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Disputes stemming from ethnic and religious conflicts, economic
problems and widening gaps between the rich and poor in some
nations are becoming more frequent, as exemplified by the
recent ethnic strife in Israel and Macedonia. Problems exist
in Japan's vicinity as well, which reveal that Japan is not
exercising its sovereignty on its own behalf. Some of them
are:
(1) Prime Minister Koizumi was censured by the PRC and South
Korea for making an official pilgrimage to Yasukuni Shrine.
(2) Criticism has been leveled against new history textbooks
issued in Japan by the PRC and South Korea.
(3) The Russian government is allowing South Korean and Ukrainian
fishing boats to fish for Pacific saury in the waters off
the Northern Territories (the Southern Kuril Islands), territory
over which Japan has exclusive rights.
(4) Chinese marine research vessels have made repeated, unannounced
incursions into Japanese territorial waters, despite the existence
of an agreement between Japan and the PRC whereby each party
is obliged to notify the other before commencing a mission.
Japan has not issued protests against these violations of
international law.
(5) In the realm of international trade, at negotiations of
the WTO, Summit conferences, and APEC, the interests of the
various member nations, which are clearly at odds, have come
to the fore. Japan must be vigilant in this unpredictable
climate.
To protect Japan's sovereignty and independence in the international
community, official duties relating to our nation's defense,
diplomacy, and international trade should be fulfilled by
capable international civil servants from the central bureaucracy.
Once the division of labor between the central and local bureaucracies
is reformed, local civil servants will handle the bulk of
our domestic affairs. International civil servants will devote
their efforts to international affairs. Once the transition
has been completed, there should be hiring of and interchange
with capable persons from the private sector. International
civil servants should be placed in positions where they will
be most useful. Given the increasing importance of international
relations, civil servants should be transferred or temporarily
assigned to every major international organization. Efforts
to raise the number of Japanese personnel at international
organizations, which is currently extremely small, will further
the cause of world peace.
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| 6. |
Benefits must be commensurate with
new responsibilities |
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Disparaging and maligning civil servants, Japan's most valuable
human resources, will not benefit us in any way whatsoever.
Those who devote themselves to their country should be rewarded
generously. To that end, I propose the following personnel
policies.
(1) To attract competent, effective people to the civil service,
do away with the seniority system and replace it with one
that rewards ability and performance. Eliminate the distinctions
between Level 1 and Level 2 civil service examinations. Replace
ministry- or agency-specific hiring with a centralized system;
assign successful candidates where they will be most effective
(centralized hiring is already in effect at the local level).
Nurture specialists and institute a multi-track personnel
system.
(2) Motivate civil servants to spend their entire careers
in public service, and discourage them from resorting to amakudari,*7
even when their contemporaries have been promoted to bureau
chief or administrative vice-minister ahead of them. Increase
the annual salaries of those ranking under section chief,
which have traditionally been relatively low. Raise pension
payments to, for instance, 80% of salary at retirement, thus
enabling civil servants to enjoy a lifestyle that is consistent
with the careers they have forged and their expectations.
Such policies will both relieve the pressure on them to seek
refuge in the private sector via amakudari, and save tax revenue.
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| 7. |
Ensuring effective execution of public
duties by applying existing legal means |
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Only when the spirit of Article 1 of the National Public
Service Law is put into practice will the people of this nation
receive the full benefits that this law intends. A democratic
administration and civil servants who truly serve the people
are rights won by the citizens of this nation, not largesse
doled out at the whim of politicians or bureaucrats. Therefore,
this principle must be put into practice, and legal means
to ensure that the Japanese people reap the benefits of public
service must be exercised.
The intent of the Law Governing Administrative Procedures,
which went into force in October 1994, is to achieve fair,
transparent administration. The Information Disclosure Law
(effective April 2001) provides for a fair, democratic administration
based on the people's right to know, understand, and criticize.
The obligation to produce official documents upon request
was included in an April 2000 revision of the Code of Civil
Procedure. The National Public Service Ethics Law (effective
April 2000), drafted to prevent civil servants from abusing
their power, was prompted by a rash of scandals. The Local
Autonomy Law establishes direct democratic systems, including
referenda, initiatives, the right to demand an audit, and
the right to institute suits when public funds are misused
by local government officials. These legal means are not all-encompassing,
but if they are applied to the fullest, we will have made
considerable progress toward enhancing citizens' rights and
autonomy.
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*1 Service Regulations for
Public Officials went into force on July 30, 1887 and lapsed on January
1, 1948. Article 1 reads: "Public officials shall execute their
respective duties with diligence, obey the laws and ordinances of
the land, and pledge their loyalty to the Emperor and the imperial
government."
*2 Constitution of Japan,
Article 15.2: "All public officials are servants of the whole
community and not of any group thereof."
*3 According to "Maintaining
Quotas for the Number of Civil Servants Subsequent to the Reorganization
of the Central Bureaucracy" (Cabinet resolution passed on July
18, 2000), the number of civil servants will be reduced by 10% by
2010, while giving due consideration to administrative requirements,
and placing civil servants appropriately. Another Cabinet resolution,
"Blueprint for Administrative Reform" (passed on December
1, 2000) states that a strenuous effort will be made toward a net
reduction of 25% in the number of civil servants via transfers to
independent administrative entities and hiring cutbacks.
*4 Formal name: Law Concerning
the Enactment of Decentralization Promotion Laws. This law provides
for blanket revisions of relevant laws to facilitate decentralization.
*5 Cabinet Law, Article
4.2 (revised in 1999): "The prime minister shall preside over
Cabinet meetings. At those meetings, the prime minister has the right
to propose guidelines concerning important Cabinet policies, or any
other matter."
*6 Pursuant to the Cabinet
Law, Articles 13, 14, and 16, the Cabinet Secretariat has a chief
cabinet secretary, three deputy chief cabinet secretaries, and three
assistant deputy chief cabinet secretaries.
*7 Literally, descent from
heaven, the term used to describe the practice of bureaucrats'
retiring from the civil service at age 55 to assume an executive position
at a private or public corporation with close ties to the central
bureaucracy. |
2001 issue of Legal Culture . (No.9; October)
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